Hollidaysburg

Pennsylvania

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Act 44 Disclosure 2011

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Document Overview

This is a 2011 Disclosure of Information form required by Act 44 of 2009 for professional service providers working with the Hollidaysburg Borough’s Municipal Pension System. The provider is Mockenhaupt Benefits Group, and the form must be returned to Mr. Mark Schroyer, Borough Manager.

Key Definitions (Section 1)

The form defines key terms used in the disclosure:

  • Affiliated Entity: Includes subsidiaries, tax-exempt organizations (501(c)), or entities established by lobbyists.
  • Contractor: Any person/entity with a professional services contract with the pension system.
  • Contributions: As defined under Pennsylvania Election Code (P.L. 1333, No. 320).
  • Executive Level Employee: Someone who can influence pension-related decisions or is directly involved in policy implementation.
  • Political Committee: Defined under the same Pennsylvania Election Code.
  • Professional Services Contract: A contract for services like investment, legal, real estate, or consulting — not subject to lowest-bid requirements.

Municipal Officials & Employees (Section 2)

Listed individuals are considered pension system officials/employees for disclosure purposes:

Elected Officials

  • Joe Dodson – Mayor
  • John Stultz – Borough Council President
  • Joseph Pompa – Borough Council Vice-President
  • Harold Burkett, Amy Webster-Sill, John Brenner, Timothy Branick, Michael McClanahan – Council Members

Appointed Officials or Employees

  • Mark G Schroyer – Borough Manager / CAO (Non-Uniform Plan & Police Plan)
  • James E Gehret – Finance Director, Police Pension Committee Member

Pension Committee(s)

  • Mark Lingafelt – Police Officer, Police Pension Committee Member
  • Thomas O’Leary (Retired Police Officer) – Police Pension Committee Member

Professional Service Providers (Section 3)

Individuals from Mockenhaupt Benefits Group providing services:

  • William C. Asay, CEBS – President & CEO
  • David H. Stimpson, E.A., M.A.A.A. – Vice President of Actuarial Services
  • Colleen A. Deer – Vice President – Consultant
  • Christopher D. Anderson, CEBS – Actuarial Analyst
  • Judy A. Ghion – MEIT Client Service Representative

No affiliated entities were listed.

Disclosure Questions (Section 4)

All responses marked “No” unless otherwise indicated. All questions answered with an “X” in the “No” column.

Regarding Individuals Providing Services:

  • No current/former municipal officials or employees involved.
  • No registered federal/state lobbyists.
  • No contributions made in past two years to municipal officials/candidates.

Regarding Firm and Affiliated Entities:

  • No contributions made within last five years meeting criteria (officer/director/executive-level owner, ≥$500, to candidate/political committee).
  • No gifts given to municipal pension system officials/employees.
  • No third-party intermediaries, agents, or lobbyists employed.
  • No direct financial/commercial relationships with municipal pension system officials.
  • No additional conflicts of interest exist.

Signature and Date

Signed by Bill Asay (President & CEO) on August 3, 2011.

Note: Knowingly making a material misstatement may void the professional services contract.

Summary for Residents

This form confirms that Mockenhaupt Benefits Group has disclosed all required information regarding their work with the Hollidaysburg Borough Pension System. They report no conflicts of interest, no political contributions, no gifts, and no use of lobbyists or affiliated entities. The disclosure was signed in August 2011, as required by state law.

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